Our Securities Law practice advises issuers, investors, and management teams on regulatory compliance and securities transactions. We handle private offerings, disclosure obligations, reporting requirements, and corporate governance matters. Our attorneys provide strategic guidance to help clients navigate complex securities regulations with confidence.
Our Clients Say
"Jim is an excellent attorney. He has solved many business matters for me, including finding excellent out of state counsel where necessary. He listens acutely and quickly grasps a strategic view of your situation and then works with you to develop alternative tactics that satisfy your particular requirements. I highly recommend him."
GM, SVP, COO - Startup Growth Strategic Product Development & Market Strategy
"Jim provided clarity on areas of contract law. He was insightful on both the business side as well as the legal side and was not a typical "deal killer". He had his eye on what was going to be profitable for my business and the clauses we could live with and the ones that had to change or walk away. He is definitely someone to keep in my back pocket when I go into any sort of negotiation."
CEO, GetAttitude Marketing
"Jim is a trusted advisor to my business. He skillfully manages all of the legal aspects of the business. Jim differentiates himself from other attorneys with his business accumen and insight into creative ways to grow revenues and become more profitable."
CRO, COO, Investor, Advisor
"Jim offered exceptional legal support while I was establishing my business. He expertly guided me through the formation of my LLC, drafting the operating agreement and critical contracts essential for launching my venture. His thoroughness and responsiveness were impressive, and he patiently explained each step of the process. I highly recommend Jim to anyone in need of knowledgeable and reliable legal counsel for business formation and contracts."
Founder & Managing Partner